Primary SEC 10-K/10-Q filings, EDGAR records, and company annual report availability

The availability and accessibility of primary SEC filings such as Forms 10-K, 10-Q, NT-10Q, and related documents remain foundational to corporate transparency and investor decision-making in 2026. These filings, maintained within the EDGAR system and often linked directly from issuer Investor Relations (IR) pages, provide comprehensive insights into companies’ financial condition, operational results, risk factors, and governance practices.

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Core SEC Forms and Their Role

• Form 10-K: The annual report filed pursuant to Sections 13 or 15(d) of the Securities Exchange Act of 1934, it offers a detailed overview of a company’s business, financial statements, management discussion, legal proceedings, and risk disclosures. For example, filings such as those from Amplitude, Inc., Conduent Inc., Fiserv, Inc., and Targa Resources Corp. in early 2026 highlight the broad sectoral coverage and timeliness of these reports. These documents are typically accessible both as machine-readable XBRL files and canonical PDFs, ensuring dual-format usability.

• Form 10-Q and NT-10Q: Quarterly reports provide ongoing updates on financial performance and material events. Companies like ZICIX Corporation and Applied Materials have submitted quarterly filings that continue to reflect evolving corporate conditions. The NT-10Q form, a notice of delay or anticipated filing date, is also used to inform investors about expected changes in filing schedules, as seen in SEC disclosures.

• Prospectus Supplements (Forms 424B, 425, etc.): These filings supplement registration statements and provide critical updates on securities offerings, shareholder meetings, or other material corporate actions.

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Disclosure Structure and Filing Status

• SEC filings follow a structured format, often segmented into parts addressing financial data, governance, risk factors, and management commentary. For instance, the Form 10-K for Conduent Inc. incorporates by reference portions of the company’s annual meeting notices, illustrating complex cross-document referencing.

• Filings are timestamped and publicly available on SEC.gov’s EDGAR portal, ensuring transparency and traceability. For example, filings such as 0001172661-26-000917 and 0001327811-26-000004 demonstrate the system’s indexing and search capabilities.

• Filing status updates, including amendment notices or delay disclosures (e.g., via NT-10Q), are critical for investor awareness. Nasdaq letters, such as the one received by RCI regarding its 1Q26 10-Q, exemplify regulatory oversight enforcing timely and accurate filing.

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Access Points for Full Annual and Quarterly Reports

• The SEC’s EDGAR database remains the principal repository for all filings, searchable by company name or Central Index Key (CIK). Investors can access filings in multiple formats including HTML, PDF, and XBRL.

• Issuer Investor Relations websites provide direct links to these reports, often offering downloadable PDFs for easier offline review. Companies such as Sprouts Farmers Market, Inc., Lumen Technologies, and Gartner, Inc. maintain up-to-date IR pages with comprehensive filing archives.

• Filings often include hyperlinked tables of contents and exhibit indexes facilitating rapid navigation through voluminous reports.

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Enhancements Supporting Filing Integrity and Usability

• The regulatory requirement to submit canonical PDFs alongside structured XBRL data preserves the balance between machine-readability and human interpretability. This dual-format approach ensures that investors, analysts, and regulators can verify data consistency and perform both qualitative and quantitative assessments.

• AI-driven validation tools, as used by platforms like EDGAR Next and Donnelley Financial Solutions, enhance the accuracy and timeliness of filings by identifying tagging errors and inconsistencies early in the submission process.

• Transparent amendment narratives, increasingly standardized by regulators and exchanges such as Nasdaq, provide investors with clear explanations for filing delays or revisions, improving context around filing status changes.

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Examples from Recent Filings

• Amplitude, Inc.’s 2025 10-K showcases disclosures related to AI-driven analytics solutions, reflecting sectoral innovation.

• Conduent Inc.’s 10-K, filed in February 2026, incorporates references to shareholder meeting notices, demonstrating the layered nature of filings.

• Fiserv, Inc.’s annual report (10-K) provides a comprehensive overview of operations and financial condition, accessible via both EDGAR and IR portals.

• Quarterly filings such as those by ZICIX Corporation (10-Q) and Applied Materials (10-Q) offer continuing financial updates that track operational performance and market developments.

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Summary

• Primary SEC filings—10-K, 10-Q, NT-10Q, 424B, 425, and others—constitute the backbone of corporate disclosure, providing critical, timely information to investors and stakeholders.

• These filings follow a structured disclosure framework, with clear filing statuses and amendment protocols that ensure transparency and regulatory compliance.

• The SEC’s EDGAR system, supported by issuer Investor Relations websites, offers multiple access points to full annual and quarterly reports in both human-readable and machine-readable formats.

• Recent technological and regulatory enhancements, including AI-powered validation and canonical PDF mandates, strengthen the accuracy, accessibility, and integrity of these disclosures.

Together, these elements underpin an evolving ecosystem of corporate transparency and investor empowerment, facilitating informed decision-making in an increasingly complex capital market environment.