****Mixed institutional flows with buys and routine insider grants****
Key Questions
What is the current level of institutional ownership in Caterpillar?
Institutional ownership exceeds 74%. Recent 13F filings show mixed flows with notable buys and trims. This follows strong Q1 earnings.
Which institutions significantly increased their Caterpillar holdings?
Rheos Capital Works increased by 38.6% adding 97k shares worth $55.6M; Aaron +61% 12k shares $7M; Wealthfront +6% 70k $40M; Nisa $102M; Quadrature $69M; Danske +221k; Invesco +206k. Y.D. More Investments, Savvy Advisors, and others also grew positions.
Which institutions reduced their stakes in Caterpillar?
Vest Financial trimmed 22% or 30k shares to $63M; Country Trust -11.2% 10k shares $45M; Rathbones, Oakworth, Archer, UBS -366k, Vanguard, Ameriprise -312k. Caldwell sold 110 shares, a tiny 0.58% trim on $10.7M stake.
What is the net insider activity for Caterpillar?
Insiders had net sales of $88-94M. A group president offloaded 15,977 shares at market highs despite CEO praise for sales. Routine grants were noted amid mixed institutional flows.
Can you name specific recent buyers of Caterpillar shares?
Rheos Capital Works bought 27,000 shares; Mitsubishi UFJ Trust added 33,702 shares; First National Bank of Hutchinson 357 shares; Quadcap Wealth 206 shares. Savvy Advisors bought 2,961 shares.
What are examples of small trims by institutions?
Archer Investment sold 113 shares; Oakworth Capital 103 shares; Caldwell Trust 110 shares. Shelton Equity Income Fund sold 3,425 shares. These are minor adjustments.
How do institutional flows reflect on Caterpillar's appeal?
Flows are mixed with strong buys from Rheos, Aaron, Wealthfront outweighing trims from Vest, Country Trust, UBS. Overall ownership >74% signals sustained interest post-earnings.
Are there any large position updates in Caterpillar?
Nisa holds $102M; Quadrature $69M; Braun Stacey $21.14M; Financial & Tax Architects $7.70M. Whalen Wealth boosted its position recently.
Inst own >74%; 13F buys Rheos +38.6%97k$55.6M/Aaron +61%12k$7M/Wealthfront +6%70k$40M/Nisa$102M/Quadrature$69M/Danske+221k/Invesco+206k vs trims Vest Financial -22%30ksh to $63M/Country Trust -11.2%10ksh$45M/Rathbones/Oakworth/Archer/UBS-366k/Vanguard/Ameriprise-312k/Caldwell -110sh (tiny 0.58% trim on $10.7M stake); insiders net -$88-94M.